Why join us

Compliance and professional standards

financial advice compliance and professional standards

Professional standards that build trust.

We work in an industry where your advice can directly affect the quality of people’s lives. In this world, the most valuable asset you can build is trust. But with that trust comes enormous power and responsibility. It’s something we take very seriously.

We are uncompromising about setting the highest professional standards of financial adviser compliance. And we are interested only in advisers who share that commitment. This goes beyond compliance. It’s at the heart of how we work and who we work with. And it’s not negotiable.

For the more complex issues we have a dedicated Professional Standards team that includes commercially focused compliance consultants with private practice (legal), industry compliance, ASIC and FOS experience. They’ll help you with a professional standards and risk management framework to improve your business processes as well as your compliance. We’ll work together to ensure you and your clients enjoy peace of mind.